“In short, 'brains win,' and I believe you have found three winners for us.” — David K. - President

Finding Investment Leaders

Our investment management practice covers a broad spectrum of institutional, mutual fund, alternative, brokerage, REIT and investment services clients. They range from diversified Fortune 100 firms to foreign-owned and privately held specialty boutiques.

Executive searches conducted in this sector include general management, portfolio management, risk and compliance, wholesale and retail distribution, and fund and treasury operations. Recent assignments have included leadership searches with retail broker dealer and mutual/hedge fund clients.

Our practice leaders have diverse experience serving investment organizations managing rapid growth and change. Representative assignments are:

President Broker Dealer
New position to consolidate seven independent and geographically dispersed retail and wholesale broker dealers
Chief Portfolio Risk Officer
Fortune 100 holding company created role to build, implement and create a contemporary risk organization
Chief Compliance Officer
Multi-billion dollar industry leader required a CCO to lead the compliance organization for a leading investment management company
Chief Operating Officer-Investments
A newly created position reporting to the CIO for all non-investment related activities within the investment/research department
Head of Fixed Income Portfolio Management
This was a four person lift-out to establish a newly created fixed income effort for a well know investment boutique
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General Management / Finance / Governance, Risk & Compliance / Sales and Marketing